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Plugin for protoc protobuf compiler to generate ocaml definitions from a .proto file







Ocaml protoc plugin

The goal of Ocaml protoc plugin is to create an up to date plugin for
the google protobuf compiler (protoc) to generate Ocaml types and
serialization and de-serialization function from a .proto file.

The main features include:

  • Messages are mapped to idiomatic OCaml types, using modules

  • Support service descriptions

  • proto3 compliant

  • proto2 compliant

  • Supports includes

  • Supports proto2 extensions

  • Builtin support for google well known types

  • Configurable annotations for all generated types

Comparison with other OCaml protobuf handlers.

Feature ocaml-protoc ocaml-pb ocaml-protoc-plugin
Ocaml types Supported Defined runtime[^1] Supported
Service endpoints Ignored N/A Supported
proto3 Supported Supported Supported
proto2 Supported Supported Supported
proto2 extends Ignored Supported Supported
proto2 groups Ignored ? Not supported[^2]

[^1] Ocaml-bp has a sister project Ocaml-bp-plugin which emit
Ocaml-pb definitions from a .proto. The plugin parses files are proto2
Ocaml type definitions (all fields are option types), and repeated
fields are not packed by default.

[^2] Groups has been deprecated by google and should not be used.


Basic types are mapped trivially to Ocaml types:

Primitive types:

Protobuf Type Ocaml type
int32, int64, uint32, uint64, sint32, sint64 int[^3]
fixed64, sfixed64, fixed32, sfixed32 int32, int64[^3]
bool bool
float, double float
string string
bytes bytes

[^3] The plugin supports changing the type for scalar types to
int/int64/int32. See options section below.

A message declaration is compiled to a module with a record type
t. However, messages without any fields are mapped to unit.

Packages are trivially mapped to modules.
Included proto files (<name>.proto) are assumed to have been compiled
to <name>.ml, and types in included proto files are referenced by
their fill name.

Compound types are mapped like:

Protobuf Type Ocaml type
oneof Polymorphic variants: [ Field1 of fieldtype1, Field1 of fieldtype2 ]
repeated 'a 'a list
message message option
enum Abstract data types: Enum1, Enum2, Enum3
map<'a, 'b> ('a * 'b) list

Proto2 type support

The specification for proto2 states that when deserializing a message,
fields which are not transmitted should be set the the default value
(either 0, or the value of the default option).

However, It seems to be the norm for proto2, that it should
be possible to determine if a field was transmitted or not. Therefore
all non-repeated fields in proto2 are option types - unless the field has a
default value, or is a required field.

The proto2 specification states that no default values should be
transmitted. However, as it is normal to be able to identify if a
field has been transmitted or not, only fields with an explicit
default value will be omitted when the value for the field matches the
default value.


If the plugin is available in the path as protoc-gen-ocaml, then you
can generate the Ocaml code by running

  protoc --ocaml_out=. --ocaml_opt=<options> file.proto


Options control the code/types generated.

Option Description Example Default
annot Type annotations. annot=[@@deriving show] ""
debug Enable debugging debug Not set
open Add open at top of generated files. May be given multiple times open=Base.Sexp []
int64_as_int Map *int64 types to int instead of int64 int64_as_int=false true
int32_as_int Map *int32 types to int instead of int32 int32_as_int=false true
fixed_as_int Map *fixed* types to int fixed_as_int=true false
singleton_record Messages with only one field will be wrapped in a record singleton_records=true false

Parameters are separated by ;

If protoc-gen-ocaml is not located in the path, it is possible to
specify the exact path to the plugin:

protoc --plugin=protoc-gen-ocaml=../plugin/ocaml-protocol-plugin.exe --ocaml_out=. <file>.proto

Older versions of protoc

It seems that the --ocaml_opt flag may not be supported by older
versions of the proto compiler. As an alternative, options can also be
passed with the --ocaml_out flag:

protoc --plugin=protoc-gen-ocaml=../plugin/ocaml.exe --ocaml_out=annot=debug;[@@deriving show { with_path = false }, eq]:. <file>.proto

Mangle generated names

Idiomatic protobuf names are somewhat alien to
Ocaml. Ocaml_protoc_plugin has an option to mangle protobuf names
into somewhat more Ocaml idiomatic names. When this option is set (see
below), names are mangled to snake case as described in the table

Protobyf type Protobuf name Ocaml name
package CapitalizedSnakeCase Capitalized_snake_case
message CapitalizedSnakeCase Capitalized_snake_case
field lowercased_snake_case lowercased_snake_case
oneof name lowercased_snake_case lowercased_snake_case
oneof field capitalized_snake_case Capitalized_snake_case
enum CAPITALIZED_SNAKE_CASE Capitalized_snake_case
service name CapitalizedSnakeCase Capitalized_snake_case
rpc name LowercasedSnakeCase lowercased_snake_case

protoc cannot guarantee that names do not clash when mangling is
enabled. If a name clash is detected (eg. SomeMessage and
some_message exists in same file) an apostrophe is appended to the
name to make sure names are unique.

The algorithm for converting CamelCased names to snake_case is done by
injecting an underscore between any lowercase and uppercase character
and then lowercasing the result.

Setting mangle option

Name mangling option can only be controlled from within the protobuf
specification file. This is needed as protobuf files may reference each
other and it its important to make sure that included names are
referenced correctly across compilation units (and invocations of

To set the option use:

// This can be placed in a common file and then included
import "google/protobuf/descriptor.proto";
message options { bool mangle_names = 1; }
extend google.protobuf.FileOptions {
    options ocaml_options = 1074;

// This option controls name generation. If true names are converted
// into more ocaml ideomatic names
option (ocaml_options) = { mangle_names:true };

// This message will be mapped to module name My_proto_message
message MyProtoMessage { }

Using dune

Below is a dune rule for generating code for test.proto. The
google_include target is used to determine the base include path for
google protobuf well known types.

 (targets google_include)
 (action (with-stdout-to %{targets} (system "[ -d /usr/include/google/protobuf ] && echo /usr/include || echo /usr/local/include" ))))

 (targets test.ml)
  (:proto test.proto))
  (run protoc -I %{read-lines:google_include} -I .  "--ocaml_opt=annot=[@@deriving show { with_path = false }, eq]" --ocaml_out=. %{proto})))

Service interface

Service interfaces create a module with values that just references
the request and reply pair. These binding can then be used with
function in Protobuf.Service.

The call function will take a string -> string function, which
implement message sending -> receiving.

The service function is a string -> string function which takes a
handler working over the actual message types.

Proto2 extensions

Proto2 extensions allows for messages to be extended. For each
extending field, the plugin create a module with a get and set
function for reading/writing extension fields.

Below is an example on how to set and get extension fields

// file: ext.proto
syntax = "proto2";
message Foo {
  required uint32 i = 1;
  extensions 100 to 200;

extend Foo {
  optional uint32 bar = 128;
  optional string baz = 129;
(* file: test.ml *)

open Extensions

(* Set extensions *)
let _ =
  let foo = Foo.{ i = 31; extensions' = Ocaml_protoc_plugin.Extensions.default } in
  let foo_with_bar = Bar.set foo (Some 42) in
  let foo_with_baz = Baz.set foo (Some "Test String") in
  let foo_with_bar_baz = Baz.set foo_with_bar (Some "Test String") in

  (* Get extensions *)
  let open Ocaml_protoc_plugin.Result in
  Bar.get foo_with_bar >>= fun bar ->
  Baz.get foo_with_baz >>= fun baz ->
  assert (bar = Some 42);
  assert (baz = Some "Test String");
  Bar.get foo_with_bar_baz >>= fun bar' ->
  Baz.get foo_with_bar_baz >>= fun baz' ->
  assert (bar' = Some 42);
  assert (baz' = Some "Test String");
  return ()

Extensions are replaced by proto3 Any type, and use is discouraged.

Proto3 Any type

No special handling of any type is supported, as Ocaml does not allow
for runtime types, so any type must be handled manually by
serializing and deserializing the embedded message.

Imported protofiles

The generated code assumes that imported modules (generated from proto
files) are available in the compilation scope. If the modules
generated from imported protofiles resides in different a different
scope (e.g. is compiled with wrapped true, they need to be made
available by adding parameter open=<module name> to make the modules
available for the compilation.

Google Well know types

Protobuf distributes a set of Well-Known
ocaml-protoc-plugin installs compiled versions of these. These can
be used by linking with the package ocaml-protoc-plugin.google_types, and adding
option open=Google_types to the list of parameters

The distributed google types are compiled using default parameters,
i.e. without any ppx annotations.

If you want to change this, or add type annotations, you can copy the
from the distribution to your own project, and make alterations
there. See the echo_deriving
example on how to do this.



syntax = "proto3";
message Address {
  enum Planet {
    Earth = 0; Mars  = 1; Pluto = 2;
  string street = 1;
  uint64 number = 2;
  Planet planet = 3;

message Person {
  uint64 id       = 1;
  string name     = 2;
  Address address = 3;

$ protoc --ocaml_out=. test.proto

Generates a file test.ml with the following signature:

module Address : sig
  module rec Planet : sig
    type t = Earth | Mars | Pluto
    val to_int: t -> int
    val from_int: int -> t Protobuf.Deserialize.result
  val name': unit -> string
  type t = {
    street: string;
    number: int;
    planet: Planet.t;
  val make: ?street:string ?number:int ?planet:Planet.t -> unit -> t
  val to_proto: t -> Protobuf.Writer.t
  val from_proto: Protobuf.Reader.t -> (t, Protobuf.Deserialize.error) result
module Person : sig
  val name': unit -> string
  type t = {
    id: int;
    name: string;
    address: Address.t option;
  val make: ?id:int ?name:string ?planet:Address.t -> unit -> t
  val to_proto: t -> Protobuf.Writer.t
  val from_proto: Protobuf.Reader.t -> (t, Protobuf.Deserialize.error) result
end = struct

Note that if test.proto had a package declaration such as package testing,
the modules Address and Person listed above would be defined as sub-modules
of a top-level module Testing.

The function make allows the user to create message without
specifying all (or any) fields. Using this function will allow users
to add fields to message later without needing to modify any code, as
new fields will be set to default values.

Protobuf.Reader and Protobuf.Writer are used then reading or
writing protobuf binary format. Below is an example on how to decode a message
and how to read a message.

let string_of_planet = function
  | Address.Earth -> "earth"
  | Mars -> "mars"
  | Pluto -> "pluto"

let read_person binary_message =
  let reader = Protobuf.Reader.create binary_message in
  match Person.from_proto reader in
  | Ok Person.{ id; name; address = Some Address { street; number; planet } } ->
    Printf.printf "P: %d %s - %s %s %d\n" id name (string_of_planet planet) street number
  | Ok Person.{ id; name; address = None } ->
    Printf.printf "P: %d %s - Address unknown\n" id name
  | Error _ -> failwith "Could not decode"

More examples can be found under